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Finanz Anlage

Reference number: 609971

This firm is authorised for specific activities and product types. It’s important to check the full record for what regulated activities this firm has permission to do.

Notices

Who is this firm?

The ‘firm details’ displayed on the register have been confirmed as correct.

Firms are required to confirm that the information shown is correct at least annually.

Address




Phone

Email

compliance dot uk@fortrade dot com

Firm reference number

Registered company number

Status


Since
This firm is authorised for

Type

Regulated

How are customers protected?

Customer protections and the Register

The Register tells you the activities the FCA has given this firm permission to carry out. The Register can only give you general information about the help from other organisations if something goes wrong when dealing with this firm. The Register does not detail the activities that the firm undertakes that do not require FCA approval.

The Financial Ombudsman Service and the Financial Services Compensation Scheme (FSCS) are the main organisations who may be able to help if something goes wrong when dealing with this firm. The Financial Ombudsman Service may be able to resolve your complaint against this firm if the firm fails to deal with it properly. The FSCS may be able to provide compensation if this firm goes out of business owing you money.

The protection provided by the Financial Ombudsman Service and FSCS depends on the activity a firm is carrying out. There are also other conditions, such as needing to bring a complaint or claim within a set time period, that affect any protection you may have. The final decision to consider any specific complaint or claim is determined by the Financial Ombudsman Service or the FSCS. You should always check which activities are covered by these organisations before doing business with this firm.

The Financial Ombudsman Service may be able to consider a complaint about this firm

If this firm fails to deal with your complaint properly, you can ask the Financial Ombudsman Service to help. But it may not be able to consider complaints about all the firm’s activities. The Financial Ombudsman Service has the final decision as to whether or not it will consider a specific complaint.

You can complain to the Financial Ombudsman Service about most regulated activities and some unregulated activities. The Financial Ombudsman Service’s websiteopens in a new window has information about the type of activities you can complain about.

The Financial Services Compensation Scheme may be able to consider a claim against this firm if it fails

If this firm goes out of business owing you money, you can ask the Financial Services Compensation Scheme (FSCS) to help. FSCS protection only applies to claims in connection with some regulated activities. The FSCS has the final decision as to whether or not it will consider a specific claim. The FSCS websiteopens in a new window gives you information on what it protects.

If you have a complaint about a firm

If you are concerned you’ve been scammed: consumers in England, Wales or Northern Ireland should immediately contact the FCA and Action Fraud opens in a new tab; consumers in Scotland should immediately contact the FCA and Police Scotland. opens in a new tab

Complain to the firm



Report to the FCA

If you have concerns about a firm listed on the Register, contact the FCA directly. If you have concerns about a firm listed on the Register

If you suspect you have been contacted by an unauthorised firm or individual carrying out an FCA-regulated activity, report it to us using this form. Report a scam to us. Opens in a new window

Help using the Register

If you have any concerns or difficulties using the Register you can contact the FCA and we will talk you through the record and answer any queries you may have.

What can this firm do in the UK?

Client Money

This firm can hold and can control client money


Specific requirements may change this firm's ability to hold or control client money – see below for details.


What this information means

The law restricts who can promote financial services and products ('communicate financial promotions'). Firms or individuals (‘persons’) have to be authorised to do this, unless an authorised person has already approved the financial promotion or an exemption applies. This firm is an authorised person. This means it may be able to approve financial promotions for unauthorised persons in some circumstances. This section sets out the types of financial promotions this firm can approve.​

Unless there is a requirement on this firm that says otherwise, then:
 

This firm can approve its own financial promotions as well as those of members of its wider group and, in certain circumstances, those of its appointed representatives.

If you have concerns about a financial promotion or would like to check that an authorised person has approved a financial promotion, please contact the authorised person who communicated or approved it.
If the financial promotion came from an unauthorised person, then the promotion may show the name of the authorised person who approved it or that firm's reference number (FRN).

Please note The Financial Ombudsman Service is unlikely to consider a complaint about the approval of a financial promotion. The Financial Services Compensation Scheme is unlikely to be able to consider claims that are solely about the communication or approval of financial promotions.

If you're worried or have a complaint about the firm, please check 'How are customers protected?' section.

What to do with this information

These regulated activities are grouped into categories. You should check the specific activities within these categories relate to the business you want to do with the firm, not just the categories.

This firm is shown on the Register because it is now, or was previously, approved by the FCA (or relevant regulatory body). As a result, you may be able to complain about this firm to the Financial Ombudsman Service. If this firm goes out of business owing you money you may be able to claim compensation from the Financial Services Compensation Scheme (FSCS). However, this is not always the case and these organisations may not cover some of this firm’s activities. If you would like to check what is and what isn’t covered, you can ask this firm to confirm this to you in writing. There’s more information on the Financial Ombudsman Service’s website and the FSCS’s website about the kind of complaints and claims they can help with. The final decision on whether or not they will consider any complaint or claim is for the Financial Ombudsman Service or the FSCS.

Once you have checked this page, you should contact the firm via their main contact details and ask them to confirm their permitted regulated activities.

If you don't understand whether the permissions cover the business you want to do, you should contact the FCA.

Who is involved with activities at this firm?

What can this firm do in the European Economic Area?

Who is this firm connected to?

Your feedback helps us improve the Register

If you're having difficulty using the Register, or you require the FCA to contact you about a specific question on this page, then please contact us by: Alternatively, find out more ways to get in touch with us. opens in a new tab

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